Who We Serve

SEC and FINRA-aligned IT for
RIAs and wealth managers.

JPert helps registered investment advisors and wealth management firms across Northern Virginia and DC meet SEC Reg S-P, FINRA Rule 4370, and cybersecurity examination requirements.

Compliance: SEC Reg S-P, FINRA Rule 4370, SEC Cybersecurity Rules

How JPert serves
Wealth Management Firms.

JPert helps registered investment advisors and wealth management firms across Northern Virginia and DC meet SEC Reg S-P, FINRA Rule 4370, and cybersecurity examination requirements. JPert builds deep expertise in your vertical's specific compliance requirements, pain points, and technology needs — so you never have to explain your world to us.

  • Security-first managed IT tailored to your compliance obligations
  • Technology Blueprint reviewed annually with your leadership
  • Compliance documentation and policy management
  • Incident response planning specific to your industry
  • Security awareness training for your staff
  • Dark web monitoring and breach notification
  • Direct access to senior technical leadership
Common buying triggers
SEC examination with cybersecurity findings. Reg S-P compliance deadline. Cyber insurance renewal. New compliance officer raising IT security concerns. Competitor firm suffered a breach.

Compliance & Regulatory Focus

SEC Reg S-P, FINRA Rule 4370, SEC Cybersecurity Rules

SEC examiners are asking about cybersecurity at every RIA examination. Amended Reg S-P requires breach notification within 30 days. High-net-worth clients expect the same level of data protection as their financial assets receive.

NIST Cybersecurity Framework

Universal assessment tool applicable to every organization — the baseline for cyber insurance qualification and incident response readiness.

CIS Top 18 Controls

Center for Internet Security controls used as a practical implementation roadmap tailored to your organization's size and risk profile.

Cyber Insurance Readiness

JPert helps organizations qualify for cyber insurance coverage and maintain the controls required for renewal — increasingly complex for all verticals.

Included in every engagement
Free IT Assessment Technology Blueprint Full Documentation Quarterly Reviews Senior Access

Ready to protect your organization?

Book a free IT and security assessment tailored to your vertical and compliance obligations.

Book a Free Assessment →